Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 14 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Apr 2016)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (28 May 2020 to 12 Feb 2024)
    • [FCA CF] Significant management (27 Apr 2016 to 7 Feb 2018)
    • [FCA CF] Significant management (since 14 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2024)
    • [FCA CF] Manager of certification employee (28 May 2020 to 12 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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