Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 14 Aug 2023)
- Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 27 Apr 2016)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2024)
- [FCA CF] Manager of certification employee (28 May 2020 to 12 Feb 2024)
- [FCA CF] Significant management (27 Apr 2016 to 7 Feb 2018)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 14 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 17 Jan 2024)
- [FCA CF] Manager of certification employee (28 May 2020 to 12 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.