Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 3 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (since 8 Nov 2023)
- CF30 Customer (since 18 Oct 2023)
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Direct 2 Wealth Limited
FRN 1002942
- (2)Employed By (since 18 Oct 2023)
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- [FCA CF] Client dealing (31 Mar 2023 to 1 Sep 2023)
- [FCA CF] Functions requiring qualifications (31 Mar 2023 to 1 Sep 2023)
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- CF21 Investment Adviser (15 Nov 2002 to 14 May 2004)
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- Employed By (15 Nov 2002 to 14 May 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.