Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 3 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Aug 2013)
    • CF30 Customer (13 May 2013 to 5 Aug 2013)
    • (1)Employed By (since 22 Apr 2020)
  • Philippe Fabri (no longer approved here)

    FRN 216075

    • (8)Employed By (9 Apr 2014 to 22 Apr 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (5 Jan 2006 to 5 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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