Kathryn Jane Ball

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Jun 2009 to 31 Oct 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (23 Dec 2003 to 27 Apr 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (22 Oct 2002 to 1 Dec 2003)
    • CF26 Customer Trading (22 Oct 2002 to 1 Dec 2003)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (22 Oct 2002 to 1 Dec 2003)
    • CF26 Customer Trading (22 Oct 2002 to 1 Dec 2003)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (23 Sep 2002 to 1 Dec 2003)
    • CF26 Customer Trading (23 Sep 2002 to 1 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.