Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 6 Feb 2018)
-
- (4)Employed By (19 Nov 2020 to 7 Sep 2023)
-
- (2)Employed By (6 Feb 2018 to 1 Dec 2020)
-
- CF30 Customer (12 Aug 2014 to 6 Mar 2016)
-
- CF30 Customer (14 Jul 2008 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.