Kathleen Mary Therese Dixon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF29 Significant management (10 Dec 2012 to 8 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 8 Apr 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF29 Significant management (21 Dec 2011 to 14 Jul 2014)
    • CF30 Customer (17 Nov 2011 to 14 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.