Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SFIA Wealth Management Limited
FRN 621884
- [FCA CF] Manager of certification employee (since 19 Dec 2019)
- Responsible for Insurance Distribution (27 Oct 2023 to 4 Feb 2026)
- SMF16 Compliance Oversight (15 Feb 2023 to 4 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2023 to 4 Feb 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.