Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (22 Mar 2011 to 11 May 2012)
- CF10 Compliance Oversight (21 Mar 2011 to 11 May 2012)
- CF11 Money Laundering Reporting (21 Mar 2011 to 11 May 2012)
- CF1 Director (24 Aug 2007 to 28 Jun 2018)
- CF21 Investment Adviser (29 Oct 2004 to 29 Dec 2006)
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- Employed By (1 Dec 2001 to 28 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.