Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Access Direct (IFA) Ltd (no longer approved here)

    FRN 402917

    • Responsible for Insurance Mediation (22 Mar 2011 to 11 May 2012)
    • CF10 Compliance Oversight (21 Mar 2011 to 11 May 2012)
    • CF11 Money Laundering Reporting (21 Mar 2011 to 11 May 2012)
    • CF1 Director (24 Aug 2007 to 28 Jun 2018)
    • CF21 Investment Adviser (29 Oct 2004 to 29 Dec 2006)
  • Access Direct Financial Services Ltd (no longer approved here)

    FRN 191066

    • Employed By (1 Dec 2001 to 28 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.