Katherine Margaret Richards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha Financial Management Limited (no longer approved here)

    FRN 214376

    • CF10 Compliance Oversight (22 Nov 2007 to 13 Jan 2014)
    • Responsible for Insurance Mediation (22 Nov 2007 to 13 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 13 Jan 2014)
    • CF1 Director (11 Aug 2004 to 13 Jan 2014)
    • CF21 Investment Adviser (31 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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