Katherine Lucy Garrett-Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gulf International Bank (UK) Limited
FRN 124772
- SMF1 Chief Executive (since 20 Dec 2017)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF27 Investment Management (28 Jul 2004 to 3 Mar 2007)
- CF1 Director (27 Feb 2004 to 3 Mar 2007)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF3 Chief Executive (5 Nov 2002 to 31 Oct 2003)
- CF1 Director (1 Dec 2001 to 31 Oct 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.