Katherine Jory

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2022)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • [FCA CF] Functions requiring qualifications (31 Dec 2020 to 13 Jul 2022)
    • [FCA CF] Client dealing (31 Dec 2020 to 13 Jul 2022)
    • CF30 Customer (4 Aug 2017 to 8 Dec 2019)
  • Five Arrows Managers LLP (no longer approved here)

    FRN 216145

    • CF30 Customer (27 Feb 2017 to 4 Aug 2017)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (11 May 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.