Katherine Joanna Lander

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Northern Trust Company (no longer approved here)
FRN 122020
- CF30 Customer (2 Jun 2009 to 26 Jun 2013)
- CF26 Customer Trading (2 Aug 2006 to 28 Aug 2007)
- CF22 Investment Adviser (Trainee) (21 Feb 2005 to 14 Jul 2006)
Northern Trust Global Investments Limited (no longer approved here)
FRN 191916
- CF30 Customer (8 Feb 2008 to 16 Nov 2009)
- CF26 Customer Trading (2 Aug 2006 to 28 Aug 2007)
- CF22 Investment Adviser (Trainee) (21 Feb 2005 to 12 Jun 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (12 Nov 2007 to 3 Feb 2008)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (12 Nov 2007 to 3 Feb 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.