Katherine Hurrell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Wealth Management Limited

    FRN 464968

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF29 Significant management (19 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (9 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jul 2015 to 19 Apr 2016)
    • CF1 Director (AR) (23 Jun 2015 to 11 Nov 2015)
    • CF1 Director (12 Jun 2015 to 19 Apr 2016)
  • Partnership Life Assurance Company Limited (no longer approved here)

    FRN 436171

    • CF1 Director (AR) (14 Mar 2011 to 26 Mar 2012)
  • Care Annuity Direct Ltd (no longer approved here)

    FRN 542004

    • Employed By (14 Mar 2011 to 26 Mar 2012)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 11 Dec 2002)
  • Chancery Financial Management (Clevedon) Ltd (no longer approved here)

    FRN 200597

    • Employed By (16 Jul 2001 to 11 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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