Katherine Finch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Azets Wealth Management Limited
FRN 449016
- Responsible for Insurance Distribution (since 11 Oct 2023)
- SMF16 Compliance Oversight (since 11 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Oct 2023)
Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- CF1 Director (AR) (21 Dec 2021 to 15 Sep 2023)
MJF Financial Services Ltd (no longer approved here)
FRN 531513
- (2)Employed By (21 Dec 2021 to 15 Sep 2023)

Updates to this individual's record on the FCA register.

16 hours ago
controlled function added: (2)Employed By at MJF Financial Services Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.