Katherine Claire Lowe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Markets International Limited (no longer approved here)
FRN 194525
- SMF1 Chief Executive (16 Mar 2023 to 15 Aug 2024)
- SMF3 Executive Director (16 Mar 2023 to 15 Aug 2024)
- [FCA CF] Manager of certification employee (26 Jan 2022 to 16 Mar 2023)
- [FCA CF] Material risk taker (26 Jan 2022 to 16 Mar 2023)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- [FCA CF] Material risk taker (20 Jan 2021 to 15 Aug 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.