Katharine Victoria Sarah Stafford

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management North America Limited

    FRN 144543

    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 20 Jul 2023)
  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Manager of certification employee (since 20 Jul 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 20 Jul 2023)
    • CF30 Customer (17 May 2018 to 8 Dec 2019)
  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Material risk taker (since 20 Jul 2023)
    • [FCA CF] Manager of certification employee (since 20 Jul 2023)
    • [FCA CF] Material risk taker (26 Sep 2022 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 20 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.