Katharine Grace Dryer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital International Limited
FRN 119193
- [FCA CF] Client dealing (since 12 Jun 2023)
JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 171847
- SMF3 Executive Director (26 Aug 2020 to 1 Jul 2022)
Jupiter Asset Management Limited (no longer approved here)
FRN 141274
- SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
- CF1 Director (19 Feb 2019 to 8 Dec 2019)
- CF30 Customer (7 Apr 2014 to 8 Dec 2019)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (9 Aug 2011 to 6 Sep 2013)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (9 Aug 2011 to 6 Sep 2013)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (9 Aug 2011 to 6 Sep 2013)
Morgan Stanley Investment Management Limited (no longer approved here)
FRN 121920
- CF27 Investment Management (2 Dec 2002 to 24 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.