Katharine Ann Beale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGA Financial Services Limited

    FRN 192180

    • (2)Employed By (since 16 Feb 2024)
    • (2)Employed By (21 Feb 2011 to 16 Feb 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2024)
    • CF30 Customer (since 16 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Feb 2024)
    • CF30 Customer (21 Feb 2011 to 16 Feb 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (20 Jan 2009 to 5 May 2010)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2005 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at BGA Financial Services Limited

  2. controlled function added: (2)Employed By at BGA Financial Services Limited