Katen Popat

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 24 Feb 2017)
    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (15 May 2002 to 17 Dec 2002)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
    • CF21 Investment Adviser (7 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.