Kate Stubbs

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 31 Dec 2022)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 31 Oct 2021)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Sep 2006 to 18 Jul 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (16 May 2005 to 31 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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