Kate Sophie Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF1 Director (AR) (1 Aug 2015 to 2 Feb 2018)
    • CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 15 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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