Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Client dealing (6 Apr 2020 to 15 Dec 2023)
    • [FCA CF] Manager of certification employee (6 Apr 2020 to 15 Dec 2023)
    • CF30 Customer (25 Nov 2009 to 8 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.