Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 18 Sep 2025)
- [FCA CF] Significant management (23 Mar 2022 to 16 Aug 2022)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 24 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 1 Oct 2023)
- [FCA CF] Manager of certification employee (23 Jun 2021 to 6 Jul 2022)
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HSBC Bank Plc
FRN 114216
- SMF5 Head of Internal Audit (since 1 Oct 2023)
- [FCA CF] Significant management (23 Mar 2022 to 16 Aug 2022)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 24 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 1 Oct 2023)
- [FCA CF] Manager of certification employee (23 Jun 2021 to 6 Jul 2022)
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- SMF5 Head of Internal Audit (1 Oct 2023 to 19 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.