Kate Louisa Thurman

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (3 Jan 2018 to 3 Jul 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (17 Dec 2012 to 6 Mar 2016)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (31 May 2011 to 5 Dec 2011)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
    • CF22 Investment Adviser (Trainee) (12 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 26 Apr 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 2 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.