Kate Kent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 5 Apr 2024)
    • [FCA CF] Client dealing (since 25 Jan 2022)
    • CF30 Customer (25 Jan 2022 to 24 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (25 Jan 2022 to 24 Dec 2025)
  • Cole Financial Associates Limited (no longer approved here)

    FRN 778962

    • Employed By (31 Mar 2021 to 21 Oct 2021)
  • Philip Hamilton Wealth Management (no longer approved here)

    FRN 401475

    • (1)Employed By (9 Jan 2020 to 21 Oct 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Oct 2021)
    • CF30 Customer (7 Dec 2018 to 21 Oct 2021)
  • Brian Torrance Wealth Management Limited (no longer approved here)

    FRN 447523

    • Employed By (7 Dec 2018 to 21 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.