Kate Harriet Banks

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARAG Legal Expenses Insurance Company Limited
FRN 202106
- SMF7 Group Entity Senior Manager (since 13 Sep 2024)
- SMF3 Executive Director (10 Dec 2018 to 13 Sep 2024)
- CF1 Director (14 Jan 2016 to 9 Dec 2018)
Brightside Insurance Services Limited (no longer approved here)
FRN 302216
- CF29 Significant management (27 Aug 2015 to 23 Oct 2015)
- CF1 Director (19 Feb 2014 to 27 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.