Kate Dunham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Excelsior Insurance Company Limited (no longer approved here)

    FRN 202732

    • SIMF2 Chief Finance Function (28 Apr 2016 to 20 Dec 2017)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 Dec 2017)
    • CF1 Director (22 Jan 2016 to 6 Mar 2016)
    • CF10 Compliance Oversight (22 Jan 2016 to 20 Dec 2017)
    • CF11 Money Laundering Reporting (22 Jan 2016 to 20 Dec 2017)
    • CF8 Apportionment and Oversight (22 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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