Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vision Independent Financial Planning Ltd
FRN 487395
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 5 Jul 2017)
- CF30 Customer (since 5 Jul 2017)
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Kingsmead Wealth Ltd
FRN 783233
- (1)Employed By (since 5 Jul 2017)
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- CF30 Customer (1 Oct 2012 to 6 Mar 2016)
- CF21 Investment Adviser (14 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Jan 2005 to 14 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.