Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (13 May 2022 to 8 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2022 to 8 May 2023)
- [FCA CF] Manager of certification employee (1 Dec 2020 to 18 Nov 2021)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
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- CF30 Customer (2 Apr 2014 to 16 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.