Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • SMF16 Compliance Oversight (13 May 2022 to 8 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 May 2022 to 8 May 2023)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 18 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (2 Apr 2014 to 16 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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