Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (4 Feb 2009 to 12 Apr 2010)
  • Trinity Street Asset Management LLP (no longer approved here)

    FRN 221438

    • CF10 Compliance Oversight (5 Apr 2005 to 1 Apr 2007)
    • CF11 Money Laundering Reporting (5 Apr 2005 to 1 Apr 2007)
    • CF4 Partner (5 Apr 2005 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.