Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Material risk taker (1 Apr 2023 to 1 Apr 2026)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • [FCA CF] Material risk taker (31 Mar 2020 to 1 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • CF30 Customer (6 Aug 2014 to 8 Dec 2019)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (6 Feb 2012 to 30 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.