Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2021)
    • SMF3 Executive Director (since 26 Oct 2020)
    • [FCA CF] Client dealing (since 26 Oct 2020)
    • [FCA CF] Manager of certification employee (since 26 Oct 2020)
    • [FCA CF] Material risk taker (since 26 Oct 2020)
    • [FCA CF] Significant management (since 26 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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