Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connect IFA Ltd
FRN 441505
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 17 Apr 2023)
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FUTUREWISE SERVICES LIMITED
FRN 932341
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2021)
- SMF3 Executive Director (since 26 Oct 2020)
- [FCA CF] Client dealing (since 26 Oct 2020)
- [FCA CF] Manager of certification employee (since 26 Oct 2020)
- [FCA CF] Material risk taker (since 26 Oct 2020)
- [FCA CF] Significant management (since 26 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.