KARRIE-ANN DOWNING

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W Wealth Management Ltd

    FRN 952534

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
    • [FCA CF] Client dealing (since 3 Feb 2025)
  • Jigsaw Corporate Financial Management Limited (no longer approved here)

    FRN 528086

    • [FCA CF] Client dealing (3 Feb 2023 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (3 Feb 2023 to 31 Jan 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2023)
    • CF30 Customer (16 Aug 2017 to 11 Jan 2023)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (16 Aug 2017 to 11 Jan 2023)
  • Asset Management Financial Advisers Limited (no longer approved here)

    FRN 172274

    • CF30 Customer (18 Sep 2015 to 7 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.