Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
    • [FCA CF] Manager of certification employee (since 19 Jan 2022)
    • [FCA CF] Client dealing (since 9 Nov 2021)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
    • [PRA CF] Managing a material risk taker (since 19 Aug 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (3 Jul 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (18 Sep 2003 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.