Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
- [PRA CF] Managing a material risk taker (since 19 Aug 2022)
- [FCA CF] Manager of certification employee (since 19 Jan 2022)
- [FCA CF] Client dealing (since 9 Nov 2021)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 1 Sep 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2022)
- [PRA CF] Managing a material risk taker (since 19 Aug 2022)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Oct 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (3 Jul 2006 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Oct 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (18 Sep 2003 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.