Karl William Hammond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Verition Advisors (UK Partners) LLP
FRN 989410
- [FCA CF] Client dealing (since 11 Jan 2024)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (15 May 2009 to 29 Feb 2012)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (10 Apr 2008 to 1 Oct 2009)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF30 Customer (31 Mar 2008 to 1 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.