Karl Simon Shaw

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (since 9 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
- CF29 Significant management (7 Feb 2011 to 2 Apr 2012)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (22 Mar 2012 to 13 Dec 2013)
Phoenix Life CA Limited (no longer approved here)
FRN 110481
- CF17 Significant Mgt (Other Business Operations) (13 Mar 2002 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.