Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • CF30 Customer (13 Dec 2010 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 25 Oct 2010)
    • CF21 Investment Adviser (8 Mar 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 8 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.