Karl Peace

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jun 2025)
    • [FCA CF] Manager of certification employee (since 14 Feb 2024)
    • [FCA CF] Client dealing (since 30 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (30 Jun 2017 to 29 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jul 2016 to 29 Oct 2023)
    • [FCA CF] Client dealing (11 Jul 2016 to 29 Oct 2023)
    • [FCA CF] Material risk taker (11 Jul 2016 to 29 Oct 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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