Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 15 Mar 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jan 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2020)
- CF30 Customer (27 Mar 2017 to 8 Dec 2019)
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- CF30 Customer (16 Sep 2013 to 17 Feb 2015)
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- CF30 Customer (5 Mar 2012 to 14 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.