Karl Justin Chapman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 May 2015)
    • CF30 Customer (since 19 Sep 2012)
  • Karl Chapman Ltd

    FRN 588164

    • (2)Employed By (since 21 Apr 2015)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (16 Apr 2009 to 2 Aug 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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