Karl Faivre

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2022 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (4 Apr 2022 to 6 Feb 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2022 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (4 Apr 2022 to 6 Feb 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 7 May 2014)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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