Karl Baumgarten

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 25 Sep 2025)
    • [FCA CF] Client dealing (since 25 Jul 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2021 to 14 Jul 2023)
    • [FCA CF] Material risk taker (18 Oct 2021 to 14 Jul 2023)
    • [FCA CF] Manager of certification employee (8 Sep 2021 to 14 Jul 2023)
    • [FCA CF] Client dealing (14 Mar 2016 to 14 Jul 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (17 Oct 2012 to 22 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.