Karl Ayling

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (20 May 2011 to 31 Dec 2012)
Independent Financial Services (UK) Ltd (no longer approved here)
FRN 206445
- (31)Employed By (20 May 2011 to 31 Dec 2012)
Calver Groom Limited (no longer approved here)
FRN 457945
- CF30 Customer (29 Jun 2009 to 5 Dec 2011)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (15 Mar 2004 to 18 Feb 2005)
- CF22 Investment Adviser (Trainee) (16 Dec 2003 to 15 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.