Karl Anthony Osmond

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elite Private Wealth Management Limited

    FRN 1006214

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
    • SMF3 Executive Director (since 2 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (12 Apr 2022 to 27 Mar 2024)
    • CF30 Customer (12 Apr 2022 to 27 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (12 Apr 2022 to 27 Mar 2024)
  • Elite Private Wealth Management Limited (no longer approved here)

    FRN 954058

    • Employed By (12 Apr 2022 to 27 Mar 2024)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 May 2022)
    • CF30 Customer (1 Nov 2007 to 3 May 2022)
    • CF21 Investment Adviser (17 Jul 2006 to 31 Oct 2007)
  • Ayot Mead Ltd (no longer approved here)

    FRN 454032

    • Employed By (17 Jul 2006 to 27 Mar 2024)
  • Master Adviser Ltd (U445) (no longer approved here)

    FRN 171704

    • (21)Employed By (1 Dec 2001 to 2 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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