Karl Anthony Lemon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 4 Mar 2024)
    • CF30 Customer (since 11 Feb 2024)
  • In Partnership Financial Advisers Limited

    FRN 744728

    • (30)Employed By (since 11 Feb 2024)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 9 Mar 2021)
  • Midas Portal Limited (no longer approved here)

    FRN 917942

    • Appointed representative dealing with clients for which they require qualification (26 Feb 2021 to 1 Mar 2024)
    • CF30 Customer (26 Feb 2021 to 1 Mar 2024)
    • [FCA CF] Client dealing (26 Feb 2021 to 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (26 Feb 2021 to 1 Mar 2024)
  • Core Wealth Management Ltd (no longer approved here)

    FRN 942283

    • Employed By (26 Feb 2021 to 1 Mar 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (31 Aug 2004 to 17 Sep 2005)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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