Karl Andrew Nendick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited (no longer approved here)

    FRN 193065

    • SMF3 Executive Director (9 Dec 2019 to 22 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
    • Responsibility for MCD Intermediation (1 Oct 2018 to 22 Apr 2025)
    • CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Apr 2025)
    • CF30 Customer (27 Jun 2013 to 8 Dec 2019)
    • CF1 Director (27 Jun 2013 to 8 Dec 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF21 Investment Adviser (28 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.