Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
    • SMF10 Chair of the Risk Committee (since 1 Jan 2026)
    • SMF10 Chair of the Risk Committee (since 15 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 13 Aug 2024)
    • SMF7 Group Entity Senior Manager (since 12 Mar 2025)
    • SMF7 Group Entity Senior Manager (since 12 Mar 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (3 Nov 2008 to 11 May 2009)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF28 Systems and controls (3 Nov 2008 to 11 May 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (1 Nov 2007 to 3 Nov 2008)
    • CF10 Compliance Oversight (20 Oct 2003 to 3 Nov 2008)
    • CF11 Money Laundering Reporting (20 Oct 2003 to 3 Nov 2008)
    • CF14 Risk Assessment (20 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.