Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 3 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2026)
  • TFAS Wealth Ltd (no longer approved here)

    FRN 968148

    • SMF16 Compliance Oversight (31 May 2023 to 11 Jun 2025)
    • SMF3 Executive Director (31 May 2023 to 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 May 2023 to 11 Jun 2025)
    • Responsible for Insurance Distribution (31 May 2023 to 11 Jun 2025)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • SMF3 Executive Director (25 Jul 2021 to 15 Nov 2022)
    • SMF16 Compliance Oversight (25 Jul 2021 to 22 Sep 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • SMF3 Executive Director (25 Jul 2021 to 15 Nov 2022)
    • SMF16 Compliance Oversight (25 Jul 2021 to 22 Sep 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (AR) (16 Apr 2019 to 31 Mar 2020)
    • CF1 Director (8 Aug 2018 to 1 Sep 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (8 Aug 2018 to 1 Sep 2019)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2020)
    • CF1 Director (8 Aug 2018 to 1 Sep 2019)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (16 Apr 2019 to 31 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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