Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (30 Aug 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Apr 2020)
-
- [PRA CF] Significant risk taker or Material risk taker (30 Aug 2019 to 7 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.