Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 30 Sep 2020)
    • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (24 Feb 2010 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.